Personnel Hong Kong SFC License Details (ID 87255)

Personnel Hong Kong SFC License Details (ID 87255)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JS SECURITIES LIMITED (HK)	RO	Dealing in securities	2011-01-20	2013-12-31
Kaiser KT Capital Limited	RO	Advising on corporate finance	2008-10-03	2014-02-06
IAM LEGACY LIMITED	RO	Advising on securities	2007-08-21	-
	RO	Asset management	2007-08-21	-
CITIC Securities Brokerage (HK) Limited	RO	Advising on securities	2003-08-05	2006-04-24
	RO	Asset management	2003-08-05	2006-04-24
CITIC Securities Futures (HK) Limited	RO	Dealing in futures contracts	2003-08-05	2006-04-24
	Rep	Dealing in futures contracts	2003-06-06	2003-08-05
CITIC Securities Brokerage (HK) Limited	RO	Providing automated trading services	2003-04-01	2004-03-11
	RO	Dealing in securities	2003-04-01	2006-04-24