Webb-site Legacy

Chau, Coral Tsui Lam 周祉君

SFC ID:AMD041

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FWD Financial Planning Limited (HK)	Rep	Advising on securities	2025-01-17	-
	Rep	Dealing in securities	2025-01-17	-
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	Rep	Advising on securities	2024-10-23	-
	Rep	Dealing in securities	2024-10-23	-
	Rep	Advising on securities	2022-07-26	2024-08-31
	Rep	Dealing in securities	2022-07-26	2024-08-31
FWD Financial Planning Limited (HK)	RO	Advising on securities	2019-11-07	2022-06-27
	RO	Dealing in securities	2019-11-07	2022-06-27
	Rep	Advising on securities	2015-05-18	2019-11-07
	Rep	Dealing in securities	2015-05-18	2019-11-07
GLOBAL INVESTMENT ADVISORS LIMITED	Rep	Advising on securities	2014-04-14	2015-04-14
	Rep	Dealing in securities	2014-04-14	2015-04-14
IAM LEGACY LIMITED	Rep	Advising on securities	2010-06-23	2011-12-23
OnePlatform Asset Management Limited	Rep	Advising on securities	2005-07-08	2010-03-20