| CYAN COAST INVESTMENTS LIMITED | RO | Advising on securities | 2026-08-04 | - |
| RO | Asset management | 2026-08-04 | - |
| Yunrui Asset Management Limited | RO | Advising on securities | 2025-11-04 | 2026-05-26 |
| RO | Asset management | 2025-11-04 | 2026-05-26 |
| HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2023-10-12 | 2025-06-19 |
| Rep | Asset management | 2023-10-12 | 2025-06-19 |
| Rep | Dealing in securities | 2023-10-12 | 2025-06-19 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2020-08-12 | 2021-10-14 |
| Rep | Dealing in futures contracts | 2020-08-12 | 2021-10-14 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2020-08-12 | 2021-10-14 |
| Rep | Dealing in securities | 2020-08-12 | 2021-10-14 |
| AMBER HILL CAPITAL LIMITED | RO | Advising on securities | 2020-01-03 | 2020-07-06 |
| RO | Asset management | 2020-01-03 | 2020-07-06 |
| Rep | Advising on securities | 2019-11-08 | 2020-01-03 |
| PAOCHU INVESTMENT ADVISORY LIMITED | RO | Advising on securities | 2019-01-25 | 2019-07-23 |
| RO | Asset management | 2019-01-25 | 2019-07-23 |
| Rep | Advising on securities | 2018-11-06 | 2019-01-25 |
| Rep | Asset management | 2018-11-06 | 2019-01-25 |
| PC SECURITIES LIMITED | Rep | Advising on securities | 2018-01-11 | 2018-10-04 |
| Rep | Asset management | 2018-01-11 | 2018-10-04 |
| Rep | Dealing in securities | 2017-12-08 | 2018-10-04 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-10-05 | 2017-11-13 |
| Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2015-10-05 | 2017-11-13 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-01-08 | 2017-11-13 |
| IAM LEGACY LIMITED | Rep | Advising on securities | 2009-03-23 | 2012-11-26 |
| Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2008-12-02 | 2009-02-16 |
| OnePlatform Asset Management Limited | Rep | Advising on securities | 2006-06-07 | 2008-10-14 |