Personnel Hong Kong SFC License Details (ID 87286)

Personnel Hong Kong SFC License Details (ID 87286)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
IAM LEGACY LIMITED	Rep	Asset management	2016-03-21	-
	Rep	Advising on securities	2011-06-01	-
JS SECURITIES LIMITED (HK)	Rep	Dealing in securities	2011-06-01	2013-09-02
WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2009-02-02	2011-05-20
KARL-THOMSON SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-07-23
	Rep	Advising on securities	2003-04-01	2004-07-23
	Rep	Asset management	2003-04-01	2004-07-23
	Rep	Providing automated trading services	2003-04-01	2004-07-23
	Rep	Dealing in securities	2003-04-01	2008-10-16