Wong, Geoffrey Lork Heng 王諾衡

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
IAM LEGACY LIMITED	RO	Advising on securities	2015-01-29	-
	Rep	Asset management	2014-05-19	-
JS SECURITIES LIMITED (HK)	RO	Dealing in securities	2012-03-09	2013-09-02
	Rep	Dealing in securities	2011-03-15	2012-03-09
IAM LEGACY LIMITED	Rep	Advising on securities	2009-03-02	2015-01-29
OnePlatform Asset Management Limited	Rep	Advising on securities	2006-08-03	2009-02-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
IAM LEGACY LIMITED	RO	Advising on securities	2015-01-29	-
	Rep	Asset management	2014-05-19	-
JS SECURITIES LIMITED (HK)	RO	Dealing in securities	2012-03-09	2013-09-02
	Rep	Dealing in securities	2011-03-15	2012-03-09
IAM LEGACY LIMITED	Rep	Advising on securities	2009-03-02	2015-01-29
OnePlatform Asset Management Limited	Rep	Advising on securities	2006-08-03	2009-02-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.