Personnel Hong Kong SFC License Details (ID 87293)

Personnel Hong Kong SFC License Details (ID 87293)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Kaiser KT Capital Limited	RO	Advising on corporate finance	2020-01-02	2021-06-13
	Rep	Advising on corporate finance	2019-04-09	2020-01-02
JS SECURITIES LIMITED (HK)	Rep	Advising on securities	2015-05-11	2015-08-15
	Rep	Dealing in securities	2015-05-11	2015-08-15
	RO	Advising on securities	2015-01-27	2015-05-11
	RO	Dealing in securities	2013-03-26	2015-05-11
Kaiser KT Capital Limited	Rep	Advising on corporate finance	2012-05-30	2015-08-15
JS SECURITIES LIMITED (HK)	Rep	Dealing in securities	2011-05-20	2013-03-26
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2009-05-12	2011-04-29
	Rep	Dealing in securities	2009-05-12	2011-04-29
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2007-12-18	2008-10-08
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2007-12-18	2008-10-08