| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2024-10-04 | 2025-07-15 |
| RO | Dealing in securities | 2024-10-04 | 2025-07-15 |
| Rep | Dealing in securities | 2024-05-21 | 2024-10-04 |
| Pamirs Capital (H.K.) Limited | RO | Advising on securities | 2017-12-29 | 2018-11-10 |
| RO | Dealing in securities | 2017-12-29 | 2018-11-10 |
| Donghai International Securities (Hong Kong) Limited | RO | Dealing in securities | 2016-07-27 | 2017-05-07 |
| GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2015-03-13 | 2015-06-18 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2014-07-16 | 2015-06-18 |
| JIMEI SECURITIES LIMITED | RO | Dealing in securities | 2014-04-07 | 2014-06-30 |
| Rep | Dealing in securities | 2014-02-18 | 2014-04-07 |
| VISION FINANCE (SECURITIES) LIMITED | RO | Advising on securities | 2013-02-06 | 2014-02-04 |
| RO | Dealing in securities | 2013-02-06 | 2014-02-04 |
| Beevest Securities Limited | RO | Advising on securities | 2011-07-22 | 2012-03-23 |
| RO | Dealing in securities | 2011-07-22 | 2012-03-23 |
| Rep | Dealing in futures contracts | 2008-10-20 | 2012-03-23 |
| Rep | Advising on securities | 2007-06-04 | 2011-07-22 |
| Rep | Dealing in securities | 2007-06-04 | 2011-07-22 |