| KGI ASIA LIMITED | Rep | Advising on securities | 2017-10-03 | 2019-06-13 |
| Rep | Dealing in securities | 2017-10-03 | 2025-03-21 |
| Rep | Advising on securities | 2012-08-30 | 2017-10-02 |
| Rep | Dealing in securities | 2012-06-07 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-06-07 | 2019-05-30 |
| Beevest Securities Limited | Rep | Dealing in securities | 2008-02-01 | 2012-05-31 |
| IBTS ASIA (HK) LIMITED | Rep | Dealing in securities | 2007-09-18 | 2008-01-23 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2007-05-25 | 2007-09-05 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-25 | 2007-09-05 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-10-27 |
| Rep | Asset management | - | 2003-10-27 |
| Rep | Dealing in futures contracts | - | 2007-04-30 |
| DELTA ASIA SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2003-10-27 |
| Rep | Advising on securities | - | 2003-10-27 |
| Rep | Asset management | - | 2003-10-27 |
| Rep | Providing automated trading services | - | 2003-10-27 |
| Rep | Dealing in securities | - | 2007-04-30 |
| SUN DELTA SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2003-09-18 |
| Rep | Advising on securities | - | 2003-09-18 |
| Rep | Asset management | - | 2003-09-18 |
| Rep | Dealing in securities | - | 2003-09-18 |