Personnel Hong Kong SFC License Details (ID 87334)

Personnel Hong Kong SFC License Details (ID 87334)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MFG Limited (HK)	RO	Dealing in securities	2021-11-19	-
	Rep	Dealing in futures contracts	2019-04-01	-
	Rep	Dealing in securities	2019-02-01	2021-11-19
Ayers Alliance Securities (HK) Limited	RO	Advising on securities	2018-02-22	2019-01-31
	RO	Dealing in securities	2017-11-24	2019-01-31
	Rep	Dealing in securities	2014-02-04	2017-11-24
Beevest Securities Limited	Rep	Dealing in securities	2009-11-10	2012-05-31
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-03-22
	Rep	Advising on securities	2003-04-01	2005-03-22
	Rep	Asset management	2003-04-01	2005-03-22
	Rep	Dealing in securities	2003-04-01	2009-10-01