Personnel Hong Kong SFC License Details (ID 87338)

Personnel Hong Kong SFC License Details (ID 87338)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on futures contracts	2016-05-19	2023-09-12
	Rep	Dealing in futures contracts	2016-05-19	2023-09-12
	Rep	Advising on securities	2016-03-29	2023-09-12
	Rep	Dealing in securities	2016-03-29	2023-09-12
Beevest Securities Limited	RO	Advising on securities	2012-04-23	2014-07-10
	RO	Dealing in securities	2012-04-23	2014-07-10
MEGA CAPITAL (ASIA) COMPANY LIMITED	RO	Advising on securities	2012-04-23	2014-02-26
	RO	Dealing in securities	2012-04-23	2014-02-26
Beevest Securities Limited	Rep	Dealing in securities	2007-10-31	2012-04-23