| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2025-04-29 | - |
| Rep | Asset management | 2025-04-29 | - | |
| Rep | Dealing in securities | 2025-04-29 | - | |
| AllianceBernstein Hong Kong Limited | Rep | Advising on futures contracts | 2020-03-23 | 2025-03-11 |
| Rep | Dealing in futures contracts | 2020-03-23 | 2025-03-11 | |
| Rep | Advising on securities | 2020-02-27 | 2025-03-11 | |
| Rep | Dealing in securities | 2020-02-27 | 2025-03-11 | |
| LOMBARD ODIER (HONG KONG) LIMITED | Rep | Advising on securities | 2019-05-22 | 2020-01-31 |
| Rep | Dealing in securities | 2019-05-22 | 2020-01-31 | |
| JPMorgan Funds (Asia) Limited | Rep | Advising on securities | 2017-04-24 | 2018-07-27 |
No HKMA registrations in the collected records.