| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Lion Global Financial Limited | RO | Advising on securities | 2021-10-20 | - |
| RO | Asset management | 2021-10-20 | - | |
| RO | Dealing in securities | 2021-10-20 | - | |
| Rep | Dealing in securities | 2019-03-04 | 2021-10-20 | |
| Rep | Advising on securities | 2018-08-15 | 2021-10-20 | |
| Rep | Asset management | 2018-08-15 | 2021-10-20 | |
| MEIJI YASUDA ASIA LIMITED | Rep | Advising on securities | 2011-07-18 | 2018-03-05 |
| Rep | Asset management | 2011-07-18 | 2018-03-05 | |
| KGI ASIA LIMITED | Rep | Advising on securities | 2010-01-18 | 2011-07-07 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2008-10-02 | 2010-08-17 |
| Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2007-07-04 | 2008-08-30 |
No HKMA registrations in the collected records.