Personnel Hong Kong SFC License Details (ID 87350)

Personnel Hong Kong SFC License Details (ID 87350)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ExodusPoint Capital Management Hong Kong, Limited	Rep	Asset management	2026-08-12	-
Pinpoint Asset Management Limited	Rep	Asset management	2023-07-10	2025-12-22
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2018-05-09	2023-02-20
DigitalBridge Management Asia Limited	Rep	Advising on securities	2015-10-05	2017-03-28
	Rep	Asset management	2015-10-05	2017-03-28
MEIJI YASUDA ASIA LIMITED	Rep	Advising on securities	2011-07-11	2015-09-25
	Rep	Asset management	2011-07-11	2015-09-25
China Universal Asset Management (Hong Kong) Company Limited	Rep	Advising on securities	2011-01-17	2011-06-24
	Rep	Asset management	2011-01-17	2011-06-24
Mitsubishi UFJ Investment Services (HK) Limited	Rep	Advising on securities	2008-07-17	2011-01-02
SHINKO SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2007-08-24	2008-03-12