Personnel Hong Kong SFC License Details (ID 87353)

Personnel Hong Kong SFC License Details (ID 87353)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sun Life Asset Management (HK) Limited	RO	Asset management	2025-04-22	-
	Rep	Advising on securities	2025-03-11	-
	Rep	Asset management	2025-03-11	2025-04-22
Insight Capital Investment Limited	Rep	Advising on securities	2024-08-12	2025-02-09
	Rep	Asset management	2024-08-12	2025-02-09
TOV Capital Limited	RO	Advising on securities	2019-11-19	2024-04-30
	RO	Asset management	2019-11-19	2024-04-30
QIAN LONG ASSETS MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2019-08-20	2019-11-03
	RO	Asset management	2019-08-20	2019-11-03
	Rep	Advising on securities	2019-06-24	2019-08-20
	Rep	Asset management	2019-06-24	2019-08-20
Anbang Asset Management (Hong Kong) Co. Limited	Rep	Dealing in securities	2018-07-11	2018-12-31
	Rep	Advising on securities	2018-07-03	2018-12-31
	Rep	Asset management	2018-07-03	2018-12-31
MEIJI YASUDA ASIA LIMITED	Rep	Advising on securities	2011-08-01	2018-03-05
	Rep	Asset management	2011-08-01	2018-03-05