Personnel Hong Kong SFC License Details (ID 87355)

Personnel Hong Kong SFC License Details (ID 87355)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Capital International, Inc.	Rep	Dealing in securities	2026-03-31	-
WELLINGTON MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2019-09-06	2023-06-14
	Rep	Dealing in securities	2019-09-06	2023-06-14
Manulife Investment Management (Hong Kong) Limited	RO	Asset management	2018-08-30	2018-10-12
	Rep	Asset management	2016-07-21	2018-08-30
	RO	Advising on securities	2016-07-21	2018-10-12
	RO	Dealing in securities	2016-07-21	2018-10-12
	Rep	Advising on securities	2014-01-07	2016-07-21
	Rep	Dealing in securities	2014-01-07	2016-07-21
MARSH INVESTMENT SOLUTIONS (HK) LIMITED	RO	Dealing in securities	2012-07-20	2013-10-25
	RO	Advising on securities	2008-12-09	2013-10-25