Personnel SFC Licences and HKMA Registrations (ID 8735864)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AMPLE CAPITAL LIMITED	RO	Advising on corporate finance	2024-08-26	-
	RO	Advising on corporate finance	2023-12-13	2024-06-13
	Rep	Advising on corporate finance	2019-06-21	2023-12-13
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2018-01-09	2019-05-17
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2018-01-09	2019-05-17
ZHONGTAI INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2017-04-24	2017-12-10
	Rep	Dealing in securities	2017-04-24	2017-12-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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