Personnel Hong Kong SFC License Details (ID 87363)

Personnel Hong Kong SFC License Details (ID 87363)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-03	2012-03-23
Merrill Lynch (Asia Pacific) Limited	RO	Dealing in securities	2008-06-25	2012-03-23
Merrill Lynch Far East Limited	RO	Dealing in securities	2008-06-25	2012-03-23
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-01-15	2008-06-25
Merrill Lynch Far East Limited	Rep	Dealing in securities	2007-01-15	2008-06-25
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-01-15	2010-09-03
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-04-07
	Rep	Advising on securities	-	2003-04-07
	Rep	Asset management	-	2003-04-07
	Rep	Dealing in securities	-	2003-04-07