| RBC INVESTMENT SERVICES (ASIA) LIMITED | RO | Advising on futures contracts | 2015-06-25 | 2024-04-02 |
| RO | Advising on securities | 2015-06-25 | 2024-04-02 |
| RO | Dealing in futures contracts | 2015-06-25 | 2024-04-02 |
| RO | Dealing in securities | 2015-06-25 | 2024-04-02 |
| Rep | Advising on futures contracts | 2015-04-20 | 2015-06-25 |
| Rep | Advising on securities | 2015-04-20 | 2015-06-25 |
| Rep | Dealing in futures contracts | 2015-04-20 | 2015-06-25 |
| Rep | Dealing in securities | 2015-04-20 | 2015-06-25 |
| Merrill Lynch (Asia Pacific) Limited | RO | Advising on securities | 2013-11-22 | 2014-05-31 |
| RO | Dealing in securities | 2011-05-18 | 2014-05-31 |
| Merrill Lynch Far East Limited | RO | Dealing in futures contracts | 2011-05-18 | 2014-05-31 |
| Rep | Dealing in futures contracts | 2010-08-31 | 2011-05-18 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-11-27 | 2010-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-11-22 | 2011-05-18 |
| NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE | Rep | Dealing in securities | - | 2006-10-25 |