Webb-site Legacy

Fujiwara, Yasuhiro

SFC ID:AQD028

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Advising on futures contracts	2013-05-16	2015-01-21
	RO	Advising on securities	2013-05-16	2015-01-21
	RO	Dealing in futures contracts	2013-05-16	2015-01-21
	RO	Dealing in securities	2013-05-16	2015-01-21
	Rep	Dealing in futures contracts	2013-04-11	2013-05-16
	Rep	Dealing in securities	2013-04-11	2013-05-16
Merrill Lynch Far East Limited	RO	Dealing in futures contracts	2010-08-20	2011-10-10
Merrill Lynch (Asia Pacific) Limited	RO	Providing automated trading services	2008-10-09	2011-10-10
	RO	Dealing in securities	2008-10-09	2011-10-10
Merrill Lynch Far East Limited	RO	Dealing in securities	2008-10-09	2011-10-10
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2008-10-09	2010-12-31
Merrill Lynch (Asia Pacific) Limited	Rep	Providing automated trading services	2007-12-10	2008-10-09
	Rep	Dealing in securities	2007-12-10	2008-10-09
Merrill Lynch Far East Limited	Rep	Dealing in securities	2007-12-10	2008-10-09
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-12-10	2008-10-09