Personnel Hong Kong SFC License Details (ID 87372)

Personnel Hong Kong SFC License Details (ID 87372)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch Far East Limited	RO	Dealing in futures contracts	2010-11-26	2017-03-17
Merrill Lynch (Asia Pacific) Limited	RO	Dealing in securities	2010-07-13	2017-03-17
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2010-07-13	2010-12-31
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2009-05-25	2010-07-13
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-05-25	2010-07-13
Merrill Lynch (Asia Pacific) Limited	RO	Dealing in securities	2008-11-04	2009-05-04
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2008-11-04	2009-05-04
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2008-07-25	2008-11-04
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-07-25	2008-11-04
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-10-02	2008-06-23