Personnel Hong Kong SFC License Details (ID 87373)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
CHINA EVERBRIGHT CAPITAL LIMITED	RO	Advising on corporate finance	2017-09-04	2020-07-01
	Rep	Advising on corporate finance	2017-01-12	2017-09-04
Everbright Securities Global (HK) Limited	RO	Advising on corporate finance	2016-09-22	2020-07-01
	RO	Dealing in securities	2016-09-22	2020-07-01
Everbright Securities Investment Services (HK) Limited	RO	Advising on securities	2016-09-22	2020-07-01
Standard Chartered Securities (Hong Kong) Limited	RO	Advising on corporate finance	2012-03-07	2015-01-08
	RO	Advising on securities	2012-03-07	2015-01-08
	RO	Dealing in securities	2012-03-07	2015-01-08
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2007-06-21	2012-01-10
	RO	Advising on securities	2007-06-21	2012-01-10
	RO	Dealing in securities	2007-06-21	2012-01-10
Merrill Lynch Far East Limited	RO	Advising on corporate finance	2007-06-21	2012-01-10
	RO	Advising on securities	2007-06-21	2012-01-10
	RO	Dealing in securities	2007-06-21	2012-01-10
	Rep	Advising on corporate finance	2005-05-19	2007-06-21
	Rep	Advising on securities	2005-05-19	2007-06-21
	Rep	Dealing in securities	2005-05-19	2007-06-21
Merrill Lynch (Asia Pacific) Limited	Rep	Asset management	-	2005-01-25
	Rep	Providing automated trading services	-	2005-03-23
	Rep	Advising on corporate finance	-	2007-06-21
	Rep	Advising on securities	-	2007-06-21
	Rep	Dealing in securities	-	2007-06-21