Personnel Hong Kong SFC License Details (ID 87379)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2009-11-05	2016-03-08
	RO	Advising on securities	2009-11-05	2016-03-08
	RO	Dealing in securities	2009-11-05	2016-03-08
Merrill Lynch Far East Limited	RO	Advising on corporate finance	2009-11-05	2016-03-08
	RO	Advising on securities	2009-11-05	2016-03-08
	RO	Dealing in securities	2009-11-05	2016-03-08
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2009-08-03	2009-11-05
	Rep	Advising on securities	2009-08-03	2009-11-05
	Rep	Dealing in securities	2009-08-03	2009-11-05
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2009-08-03	2009-11-05
	Rep	Advising on securities	2009-08-03	2009-11-05
	Rep	Dealing in securities	2009-08-03	2009-11-05
	Rep	Advising on securities	2005-04-22	2008-10-03
	Rep	Dealing in securities	2005-04-22	2008-10-03
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2004-03-31	2008-10-03
	Rep	Advising on securities	2004-03-31	2008-10-03
	Rep	Dealing in securities	2004-03-31	2008-10-03
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2004-03-31	2008-10-03
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	-	2004-03-24
	Rep	Advising on securities	-	2004-03-24
	Rep	Asset management	-	2004-03-24
	Rep	Dealing in securities	-	2004-03-24