Personnel Hong Kong SFC License Details (ID 87388)

Personnel Hong Kong SFC License Details (ID 87388)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2011-03-14	2012-07-12
	Rep	Advising on securities	2011-03-14	2012-07-12
	Rep	Dealing in securities	2011-03-14	2012-07-12
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2011-03-14	2012-07-12
	Rep	Advising on securities	2011-03-14	2012-07-12
	Rep	Dealing in securities	2011-03-14	2012-07-12
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2009-08-13	2011-02-14
	Rep	Dealing in securities	2009-08-13	2011-02-14