Personnel Hong Kong SFC License Details (ID 87395)

Personnel Hong Kong SFC License Details (ID 87395)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-02	2012-05-11
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-05-09	2012-05-11
Merrill Lynch Far East Limited	Rep	Dealing in securities	2007-05-09	2012-05-11
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-05-09	2010-09-02
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2006-10-02	2007-03-30
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2006-10-02	2007-03-30
RBS Asia Futures Limited	Rep	Dealing in futures contracts	2006-09-05	2006-09-30
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2005-11-16	2006-07-18