Personnel Hong Kong SFC License Details (ID 87396)

Personnel Hong Kong SFC License Details (ID 87396)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2013-11-11	-
	RO	Advising on securities	2013-11-11	-
	RO	Dealing in securities	2013-11-11	-
Merrill Lynch Far East Limited	RO	Advising on corporate finance	2013-11-11	2024-02-19
	RO	Advising on securities	2013-11-11	2024-02-19
	RO	Dealing in securities	2013-11-11	2024-02-19
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2007-10-10	2013-11-11
	Rep	Advising on securities	2007-10-10	2013-11-11
	Rep	Dealing in securities	2007-10-10	2013-11-11
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2007-10-10	2013-11-11
	Rep	Advising on securities	2007-10-10	2013-11-11
	Rep	Dealing in securities	2007-10-10	2013-11-11