| Merrill Lynch (Asia Pacific) Limited | RO | Dealing in securities | 2013-06-05 | 2018-12-19 |
| Merrill Lynch Far East Limited | RO | Dealing in futures contracts | 2013-06-05 | 2019-02-25 |
| RO | Dealing in securities | 2013-06-05 | 2019-02-25 |
| Rep | Dealing in futures contracts | 2010-08-20 | 2013-06-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-04-06 | 2013-06-05 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2009-04-06 | 2013-06-05 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-04-06 | 2010-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | - | 2004-07-24 |
| Rep | Advising on securities | - | 2004-07-24 |
| Rep | Asset management | - | 2004-07-24 |
| Rep | Providing automated trading services | - | 2004-07-24 |
| Rep | Dealing in securities | - | 2004-07-24 |