Personnel Hong Kong SFC License Details (ID 87407)

Personnel Hong Kong SFC License Details (ID 87407)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Providing automated trading services	2015-12-02	2021-03-15
	Rep	Dealing in futures contracts	2015-12-02	2021-03-15
	Rep	Dealing in securities	2015-12-02	2021-03-15
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2013-07-24	2014-06-16
	Rep	Advising on securities	2013-07-24	2014-06-16
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2014-06-16
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2012-07-20	2013-07-24
	Rep	Dealing in securities	2012-07-20	2014-06-16
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2012-07-20	2014-06-16
	Rep	Dealing in securities	2012-07-20	2014-06-16
Merrill Lynch (Asia Pacific) Limited	Rep	Providing automated trading services	2011-12-01	2012-04-20
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-06	2012-04-20
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-11-24	2010-09-06
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2009-11-10	2012-04-20
Merrill Lynch Far East Limited	Rep	Dealing in securities	2009-11-10	2012-04-20
Virtu ITG Hong Kong Limited	RO	Providing automated trading services	2007-07-12	2009-08-31
	RO	Dealing in securities	2007-07-12	2009-08-31