Personnel Hong Kong SFC License Details (ID 87408)

Personnel Hong Kong SFC License Details (ID 87408)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2018-03-01	2024-12-13
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2015-06-17	2017-09-11
	Rep	Dealing in securities	2015-06-17	2017-09-11
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2005-10-03	2015-03-25
	Rep	Advising on securities	2005-10-03	2015-03-25
	Rep	Dealing in securities	2005-10-03	2015-03-25
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2005-10-03	2015-03-25
	Rep	Advising on securities	2005-10-03	2015-03-25
	Rep	Dealing in securities	2005-10-03	2015-03-25
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	-	2003-06-01
	Rep	Advising on securities	-	2003-06-01
	Rep	Asset management	-	2003-06-01
	Rep	Providing automated trading services	-	2003-06-01
	Rep	Dealing in securities	-	2003-06-01