Personnel Hong Kong SFC License Details (ID 87409)

Personnel Hong Kong SFC License Details (ID 87409)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Dealing in securities	2025-04-07	2026-09-08
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2020-08-12	2023-07-31
	Rep	Dealing in securities	2020-08-12	2023-07-31
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2017-11-02	2019-11-29
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2014-08-11	2017-07-20
	Rep	Dealing in securities	2014-08-11	2017-07-20
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2014-08-11	2017-07-20
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-20	2014-05-03
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-01-30	2014-05-03
Merrill Lynch Far East Limited	Rep	Dealing in securities	2007-01-30	2014-05-03
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-01-30	2010-08-20