Personnel Hong Kong SFC License Details (ID 87411)

Personnel Hong Kong SFC License Details (ID 87411)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Welwing Capital Group Limited	Rep	Asset management	2022-04-04	-
China Pinnacle Equity Management Limited	Rep	Advising on securities	2020-07-02	2021-03-16
	Rep	Asset management	2020-07-02	2021-03-16
Symmetry Investments (Hong Kong) Limited	Rep	Asset management	2015-10-15	2019-04-30
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2014-04-10	2015-04-24
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2011-08-11	2014-04-10
	Rep	Advising on securities	2011-08-11	2014-04-10
	Rep	Dealing in securities	2011-08-11	2015-04-24
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2011-08-11	2014-04-10
	Rep	Advising on securities	2011-08-11	2014-04-10
	Rep	Dealing in securities	2011-08-11	2015-04-24