Personnel Hong Kong SFC License Details (ID 87415)

Personnel Hong Kong SFC License Details (ID 87415)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Dealing in securities	2015-06-01	-
Allianz Global Investors Hong Kong Limited	Rep	Dealing in securities	2012-05-10	2015-05-31
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-11-10	2012-04-27
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2011-06-03	2012-04-27
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2011-05-06	2012-04-27
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2006-07-14	2011-04-15
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2005-04-29	2006-05-15
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2003-04-01	2004-02-09
	Rep	Advising on securities	2003-04-01	2004-02-09
	Rep	Asset management	2003-04-01	2004-02-09
	Rep	Providing automated trading services	2003-04-01	2004-02-09
	Rep	Dealing in securities	2003-04-01	2004-02-09
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2003-04-01	2004-02-09
	Rep	Advising on securities	2003-04-01	2004-02-09
	Rep	Asset management	2003-04-01	2004-02-09
	Rep	Dealing in securities	2003-04-01	2004-02-09