Personnel Hong Kong SFC License Details (ID 87418)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
STI Asset Management Limited	Rep	Advising on securities	2017-05-19	2023-01-31
	Rep	Asset management	2017-05-19	2023-01-31
	Rep	Dealing in securities	2017-05-19	2023-01-31
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2010-08-02	2017-03-17
	Rep	Dealing in securities	2010-08-02	2017-03-17
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2008-09-01	2010-07-24
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2007-08-13	2010-07-24