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Chan, Cindy So Yim 陳素艷 Hong Kong SFC License Details (ID 87432)
Chan, Cindy So Yim 陳素艷
SFC ID:
AVW004
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Merrill Lynch (Asia Pacific) Limited
Rep
Advising on securities
2011-12-12
2012-03-05
Rep
Dealing in securities
2010-09-08
2012-03-05