Webb-site Legacy

Chan, Sze Man (SFC:AFS734) 陳思雯

SFC ID:AFS734

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2011-07-05	2016-05-04
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2011-07-05	2016-05-04
	Rep	Dealing in securities	2011-07-05	2016-05-04
AXA Investment Managers Asia Limited	Rep	Advising on futures contracts	2006-11-08	2011-06-22
	Rep	Advising on securities	2006-11-08	2011-06-22
	Rep	Dealing in securities	2006-11-02	2011-06-22
Morgan Stanley Asia Limited	Rep	Dealing in securities	2004-09-09	2006-08-28
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2004-09-09	2006-08-28