Personnel Hong Kong SFC License Details (ID 87440)

Personnel Hong Kong SFC License Details (ID 87440)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-11-03	2013-11-09
	Rep	Dealing in securities	2011-02-18	2013-11-09
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2011-02-18	2013-11-09
LEHMAN BROTHERS ASIA HOLDINGS LIMITED	Rep	Advising on corporate finance	-	2003-08-09
	Rep	Advising on securities	-	2003-08-09
	Rep	Asset management	-	2003-08-09
LEHMAN BROTHERS ASIA LIMITED	Rep	Asset management	-	2003-08-09
	Rep	Advising on corporate finance	-	2005-04-30
	Rep	Advising on securities	-	2005-04-30