Personnel Hong Kong SFC License Details (ID 87461)

Personnel Hong Kong SFC License Details (ID 87461)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2022-06-28	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2022-06-28	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-12-02	2022-06-28
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2021-12-02	2022-06-28
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2010-12-20	2021-09-08
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-12-20	2021-09-08
	Rep	Dealing in securities	2010-12-20	2021-09-08