Personnel Hong Kong SFC License Details (ID 87473)

Personnel Hong Kong SFC License Details (ID 87473)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wisdom Asset Management Limited (HK)	Rep	Advising on securities	2017-07-26	-
	Rep	Asset management	2017-07-26	-
	Rep	Dealing in securities	2017-07-26	-
TARGET CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2016-09-30	2017-07-12
	Rep	Asset management	2016-09-30	2017-07-12
	Rep	Dealing in securities	2016-09-30	2017-07-12
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-10-31	2013-11-09
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-08	2013-11-09
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2006-06-14	2013-11-09
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-06-14	2010-09-08