| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-12-30 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2013-01-09 | - |
| Rep | Dealing in securities | 2013-01-09 | - | |
| Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2011-10-31 | 2012-01-10 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-08 | 2012-01-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-04-15 | 2012-01-10 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-04-15 | 2010-09-08 |
No HKMA registrations in the collected records.