Personnel Hong Kong SFC License Details (ID 87487)

Personnel Hong Kong SFC License Details (ID 87487)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2011-08-22	2015-03-24
	Rep	Advising on securities	2011-08-22	2015-03-24
	Rep	Dealing in securities	2011-08-22	2015-03-24
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2011-08-22	2015-03-24
	Rep	Advising on securities	2011-08-22	2015-03-24
	Rep	Dealing in securities	2011-08-22	2015-03-24
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2010-04-22	2011-05-24
	Rep	Dealing in securities	2010-04-22	2011-05-24