| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Azurewing Limited (HK) | RO | Asset management | 2024-11-07 | - |
| RO | Advising on securities | 2024-11-07 | 2025-06-17 | |
| Rep | Advising on securities | 2024-10-09 | 2024-11-07 | |
| Rep | Asset management | 2024-10-09 | 2024-11-07 | |
| Phecda Capital Management Limited | RO | Asset management | 2019-12-23 | 2024-08-31 |
| RO | Asset management | 2017-08-01 | 2019-05-08 | |
| Rep | Asset management | 2017-05-19 | 2017-08-01 | |
| WKA Asset Management (Hong Kong) Limited | RO | Asset management | 2017-01-27 | 2017-04-12 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2016-09-21 | 2016-11-08 |
| TRINITY SECURITIES CO. LIMITED | Rep | Dealing in securities | 2016-03-29 | 2016-09-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2003-04-01 | 2005-01-25 |
| Rep | Advising on corporate finance | 2003-04-01 | 2005-03-23 | |
| Rep | Advising on securities | 2003-04-01 | 2005-03-23 | |
| Rep | Providing automated trading services | 2003-04-01 | 2005-03-23 | |
| Rep | Dealing in securities | 2003-04-01 | 2015-09-29 | |
| Merrill Lynch Far East Limited | Rep | Asset management | 2003-04-01 | 2005-01-25 |
| Rep | Advising on corporate finance | 2003-04-01 | 2005-03-23 | |
| Rep | Advising on securities | 2003-04-01 | 2005-03-23 | |
| Rep | Dealing in securities | 2003-04-01 | 2015-09-29 |
No HKMA registrations in the collected records.