Webb-site Legacy

Cheung, Carmen Ka Man (SFC:AMI586)

SFC ID:AMI586

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2013-02-01	2013-12-14
	Rep	Dealing in securities	2013-02-01	2013-12-14
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2013-02-01	2013-12-14
Funderstone Futures Limited	Rep	Dealing in futures contracts	2012-12-13	2013-01-31
Funderstone Securities Limited	Rep	Dealing in securities	2012-12-13	2013-01-31
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-10-19	2012-03-05
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-31	2012-03-05
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-05-04	2012-03-05
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-05-04	2010-08-31
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2005-08-08	2006-03-25
	Rep	Dealing in securities	2005-08-08	2006-03-25
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2005-08-08	2006-03-25
	Rep	Dealing in futures contracts	2005-08-08	2006-03-25