Cheung, Siu Fai 張少輝

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hammer Capital Asset Management Limited	RO	Advising on securities	2020-12-04	-
	RO	Asset management	2018-10-11	-
VAST HARBOUR SECURITIES LIMITED	RO	Dealing in securities	2015-04-21	2018-04-30
	Rep	Dealing in securities	2014-03-28	2015-04-21
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2011-05-24	2013-09-20
	Rep	Advising on securities	2011-05-24	2013-09-20
	Rep	Dealing in securities	2011-05-24	2013-09-20
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2011-05-24	2013-09-20
	Rep	Advising on securities	2011-05-24	2013-09-20
	Rep	Dealing in futures contracts	2011-05-24	2013-09-20
	Rep	Dealing in securities	2011-05-24	2013-09-20
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2009-09-17	2011-04-01
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2009-09-17	2011-04-01
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2009-09-03	2011-04-01
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2009-09-03	2011-04-01
MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED	Rep	Dealing in securities	2009-03-02	2009-06-16
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2007-04-30	2008-10-31
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2007-04-30	2008-10-31
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2003-10-28	2004-07-26
Newedge Broker Hong Kong Limited	Rep	Advising on futures contracts	2003-04-01	2003-07-09
	Rep	Asset management	2003-04-01	2003-07-09
	Rep	Providing automated trading services	2003-04-01	2003-07-09
	Rep	Dealing in futures contracts	2003-04-01	2003-10-28
SG Asset Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2003-04-01	2003-07-09
	Rep	Advising on securities	2003-04-01	2003-07-09
	Rep	Asset management	2003-04-01	2003-07-09
	Rep	Providing automated trading services	2003-04-01	2003-07-09
	Rep	Dealing in securities	2003-04-01	2004-07-26

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hammer Capital Asset Management Limited	RO	Advising on securities	2020-12-04	-
	RO	Asset management	2018-10-11	-
VAST HARBOUR SECURITIES LIMITED	RO	Dealing in securities	2015-04-21	2018-04-30
	Rep	Dealing in securities	2014-03-28	2015-04-21
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2011-05-24	2013-09-20
	Rep	Advising on securities	2011-05-24	2013-09-20
	Rep	Dealing in securities	2011-05-24	2013-09-20
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2011-05-24	2013-09-20
	Rep	Advising on securities	2011-05-24	2013-09-20
	Rep	Dealing in futures contracts	2011-05-24	2013-09-20
	Rep	Dealing in securities	2011-05-24	2013-09-20
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2009-09-17	2011-04-01
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2009-09-17	2011-04-01
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2009-09-03	2011-04-01
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2009-09-03	2011-04-01
MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED	Rep	Dealing in securities	2009-03-02	2009-06-16
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2007-04-30	2008-10-31
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2007-04-30	2008-10-31
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2003-10-28	2004-07-26
Newedge Broker Hong Kong Limited	Rep	Advising on futures contracts	2003-04-01	2003-07-09
	Rep	Asset management	2003-04-01	2003-07-09
	Rep	Providing automated trading services	2003-04-01	2003-07-09
	Rep	Dealing in futures contracts	2003-04-01	2003-10-28
SG Asset Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2003-04-01	2003-07-09
	Rep	Advising on securities	2003-04-01	2003-07-09
	Rep	Asset management	2003-04-01	2003-07-09
	Rep	Providing automated trading services	2003-04-01	2003-07-09
	Rep	Dealing in securities	2003-04-01	2004-07-26