| Point72 Hong Kong Limited | Rep | Asset management | 2020-01-16 | 2021-05-28 |
| Rep | Dealing in futures contracts | 2020-01-16 | 2021-05-28 |
| Rep | Dealing in securities | 2020-01-16 | 2021-05-28 |
| BALYASNY ASSET MANAGEMENT (HONG KONG) LIMITED (TRADING AS CORBETS CAPITAL) | Rep | Asset management | 2018-09-14 | 2019-10-18 |
| GLG Partners Hong Kong Limited | Rep | Dealing in futures contracts | 2017-03-21 | 2018-04-30 |
| Rep | Dealing in securities | 2013-04-02 | 2018-04-30 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-08-20 | 2012-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-04-01 | 2012-09-28 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2009-04-01 | 2012-09-28 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-04-01 | 2010-08-20 |