Personnel Hong Kong SFC License Details (ID 87510)

Personnel Hong Kong SFC License Details (ID 87510)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-11-10	2013-09-07
	Rep	Dealing in securities	2011-07-15	2013-09-07
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2011-07-15	2013-09-07
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2009-11-20	2011-04-29
	Rep	Dealing in securities	2003-10-17	2011-04-29
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	-	2003-10-13
	Rep	Advising on securities	-	2003-10-13
	Rep	Asset management	-	2003-10-13
	Rep	Providing automated trading services	-	2003-10-13
	Rep	Dealing in securities	-	2011-04-29