Personnel Hong Kong SFC License Details (ID 87511)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASTRAPTO CAPITAL PARTNERS (HK) LIMITED	RO	Asset management	2024-06-03	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2022-03-07	2024-03-01
	Rep	Advising on securities	2022-03-07	2024-03-01
	Rep	Dealing in securities	2022-03-07	2024-03-01
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2022-03-07	2024-02-19
	Rep	Advising on securities	2022-03-07	2024-02-19
	Rep	Dealing in securities	2022-03-07	2024-02-19
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2010-03-11	2012-11-06
	Rep	Advising on securities	2010-03-11	2012-11-06
	Rep	Dealing in securities	2010-03-11	2012-11-06
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2010-03-11	2012-11-06
	Rep	Advising on securities	2010-03-11	2012-11-06
	Rep	Dealing in securities	2010-03-11	2012-11-06
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2009-03-13	2010-02-12
	Rep	Advising on securities	2009-03-13	2010-02-12
	Rep	Dealing in securities	2009-03-12	2010-02-12
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-08-26	2008-12-11
Merrill Lynch Far East Limited	Rep	Advising on securities	2005-04-22	2008-08-26
	Rep	Dealing in securities	2005-04-22	2008-09-16
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2004-09-13	2008-08-26
	Rep	Advising on securities	2004-09-13	2008-08-26
	Rep	Dealing in securities	2004-09-13	2008-12-11
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2004-09-13	2008-08-26
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2003-04-01	2004-05-29
	Rep	Advising on securities	2003-04-01	2004-05-29
	Rep	Asset management	2003-04-01	2004-05-29
	Rep	Dealing in securities	2003-04-01	2004-05-29