Chow, Sheila Sho Nan 周舒楠

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ROCKPOOL CAPITAL LIMITED	Rep	Advising on securities	2018-08-07	-
	Rep	Asset management	2018-08-07	-
	Rep	Dealing in securities	2018-08-07	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-12-06	2013-06-29
	Rep	Dealing in securities	2008-02-05	2013-06-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ROCKPOOL CAPITAL LIMITED	Rep	Advising on securities	2018-08-07	-
	Rep	Asset management	2018-08-07	-
	Rep	Dealing in securities	2018-08-07	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-12-06	2013-06-29
	Rep	Dealing in securities	2008-02-05	2013-06-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.