Personnel Hong Kong SFC License Details (ID 87527)

Personnel Hong Kong SFC License Details (ID 87527)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2011-09-23	2012-02-10
	RO	Advising on securities	2011-09-23	2012-02-10
	RO	Dealing in securities	2011-09-23	2012-02-10
Merrill Lynch Far East Limited	RO	Advising on corporate finance	2011-09-23	2012-02-10
	RO	Advising on securities	2011-09-23	2012-02-10
	RO	Dealing in securities	2011-09-23	2012-02-10
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2005-09-15	2011-09-23
	Rep	Advising on securities	2005-09-15	2011-09-23
	Rep	Dealing in securities	2005-09-15	2011-09-23
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2005-09-15	2011-09-23
	Rep	Advising on securities	2005-09-15	2011-09-23
	Rep	Dealing in securities	2005-09-15	2011-09-23