Personnel Hong Kong SFC License Details (ID 87532)

Personnel Hong Kong SFC License Details (ID 87532)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2023-08-31	2025-10-17
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2021-09-21	2023-07-31
	Rep	Dealing in securities	2021-09-21	2023-07-31
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-20	2015-04-10
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2008-01-15	2015-04-10
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-01-15	2010-08-20