| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2020-05-05 | - |
| Rep | Dealing in securities | 2020-05-05 | - | |
| Neutral Financial Holding Company Limited | RO | Advising on corporate finance | 2017-08-18 | 2018-06-30 |
| RO | Advising on securities | 2017-08-18 | 2018-06-30 | |
| RO | Dealing in securities | 2017-08-18 | 2018-06-30 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2010-08-23 | 2016-05-18 |
| Rep | Advising on securities | 2010-08-23 | 2016-05-18 | |
| Rep | Dealing in securities | 2010-08-23 | 2016-05-18 | |
| Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2010-08-23 | 2016-05-18 |
| Rep | Advising on securities | 2010-08-23 | 2016-05-18 | |
| Rep | Dealing in securities | 2010-08-23 | 2016-05-18 |
No HKMA registrations in the collected records.