Colas, Romain Georges Pierre

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ovata Capital Management Limited	Rep	Asset management	2021-08-05	2023-10-31
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2017-10-30	2019-07-29
	Rep	Dealing in securities	2017-10-30	2019-07-29
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2015-05-07	2017-09-07
	Rep	Dealing in securities	2015-05-07	2017-09-07
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2012-06-11	2015-02-22
	Rep	Advising on securities	2012-06-11	2015-02-22
	Rep	Dealing in futures contracts	2012-06-11	2015-02-22
	Rep	Dealing in securities	2012-06-11	2015-02-22
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-20	2012-03-09
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-11-14	2012-03-09
Merrill Lynch Far East Limited	Rep	Dealing in securities	2007-11-14	2012-03-09
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-11-14	2010-08-20
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-02-07	2007-10-29
Merrill Lynch Far East Limited	Rep	Dealing in securities	2007-02-07	2007-10-29
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-02-07	2007-10-29

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ovata Capital Management Limited	Rep	Asset management	2021-08-05	2023-10-31
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2017-10-30	2019-07-29
	Rep	Dealing in securities	2017-10-30	2019-07-29
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2015-05-07	2017-09-07
	Rep	Dealing in securities	2015-05-07	2017-09-07
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2012-06-11	2015-02-22
	Rep	Advising on securities	2012-06-11	2015-02-22
	Rep	Dealing in futures contracts	2012-06-11	2015-02-22
	Rep	Dealing in securities	2012-06-11	2015-02-22
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-20	2012-03-09
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-11-14	2012-03-09
Merrill Lynch Far East Limited	Rep	Dealing in securities	2007-11-14	2012-03-09
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-11-14	2010-08-20
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-02-07	2007-10-29
Merrill Lynch Far East Limited	Rep	Dealing in securities	2007-02-07	2007-10-29
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-02-07	2007-10-29